At INVESTAiN, we are committed to upholding the highest ethical standards and ensuring the security of your investments through rigorous regulation by esteemed national authorities.
INVESTAiN Ltd: Licensed and Regulated by the Financial Services Commission (FSC) of Mauritius
INVESTAiN Ltd operates under the license and regulation of the Financial Services Commission (FSC) of Mauritius, holding License No: GB24202963. As a Global Business License (GBL)/Category 1 Investment Dealer (Full Service Dealer, excluding underwriting), we strictly comply with the Securities Act 2005, Securities Rules 2007, and Financial Services Rules 2008, ensuring adherence to high standards of operation and client protection.
About the Financial Services Commission (FSC)
Established in 2001, the FSC is the primary regulatory authority overseeing the non-banking financial services sector in Mauritius. It operates within a robust and modern legal framework that includes:
Financial Services Act: This act governs the regulation of financial services and institutions, setting principles and requirements for licensing and supervision.
Securities Act: It regulates the securities market, including the issuance, trading, and reporting of securities, ensuring market integrity and safeguarding investors.
Insurance Act: This act outlines the regulatory framework for the insurance industry, including the licensing and supervision of insurance companies.
Mandates and Objectives of the FSC
The FSC’s core objectives include:
Encouraging Growth: Through supportive policies that foster innovation and investment, the FSC aims to stimulate the growth of the financial sector and attract international businesses to Mauritius.
Promoting Market Efficiency: The FSC enhances the efficiency of financial institutions and capital markets by establishing clear regulatory standards and promoting transparency in financial reporting.
Integrity of Financial Products: Ensuring the reliability and integrity of non-banking financial products is a priority, with the FSC proactively addressing instances of misconduct or non-compliance.
Investor Protection: The FSC is committed to shielding investors from fraudulent activities and unethical practices by conducting thorough investigations, enforcing compliance, and implementing preventive measures against financial crime.
Crisis Prevention and Management: Equipped to handle potential crises, the FSC implements measures to maintain stability and confidence in the financial system.
Systemic Risk Management: The FSC monitors and manages systemic risks within the financial system, assessing the resilience of financial institutions and markets to external shocks, and ensuring sound regulatory oversight.
Regulatory Approach and Enforcement:
The FSC employs a risk-based regulatory approach, focusing resources on areas with the greatest potential impact on financial stability and investor protection. This approach enables:
Targeted Oversight: Prioritizing high-risk areas to ensure effective supervision and intervention.
Preventive Measures: Implementing strategies to preempt regulatory breaches and mitigate risks before they develop into major issues.Enforcement is a key aspect of the FSC’s regulatory framework. The Commission utilizes a variety of enforcement tools to address non-compliance and maintain regulatory standards, including:
Regulatory Actions: Applying sanctions, fines, and other corrective measures to ensure compliance with regulatory requirements.
Legal Proceedings: Pursuing legal actions when necessary to protect investor interests and uphold market integrity.
Risk Disclaimer: Forex Trading and CFDs, as leveraged financial instruments, carries a high level of risk and may lead to the loss of your invested capital. It is important not to invest money that you cannot afford to lose and to ensure that you fully understand the associated risks. Leveraged online trading may not be suitable for all investors. Past performance does not guarantee future results. It is the client’s responsibility to determine whether they are legally permitted to use INVESTAiN’s services based on the regulations in their country of residence. Please review INVESTAiN’s full Risk Disclosure for more information.
INVESTAiN Ltd is licensed and regulated by the Financial Services Commission (FSC) in Mauritius, (License No: GB24202963). The company operates as a GBL/Category 1 Investment Dealer (Full-Service Dealer, excluding underwriting), in accordance with Section 29 of the Securities Act 2005, Rule 4 of the Securities Rules 2007, and the Financial Services Rules 2008. We offer an execution-only service and do not provide investment advice or portfolio management services. Any analysis, opinions, commentary, or research-based content available on our website is intended solely for informational and educational purposes. It should not be construed as an offer, recommendation, or solicitation to buy or sell any financial instruments.
Regional Restrictions: INVESTAiN Ltd does not offer services to residents of Afghanistan, Belarus, British Columbia, China, Cuba, Iran, Japan, Libya, Myanmar, North Korea, Quebec, Russia, Sudan, Syria, the regions of Crimea, Luhansk, and Donetsk, the United States, and Venezuela. For a complete list of countries blacklisted by the FATF, please visit their official website.
